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Compliance Assistant



Vacancy Details: Compliance Assistant | Ref: 13513 | Rate: Competitive

A Fund Administration company is looking for a Compliance Assistant. The general nature of the duties include Compliance, and Anti-Money Laundering duties. Assisting the compliance officer in preparation of compliance monitoring programmes, preparation of compliance monitoring reporting and drafting reports for various clients. Assisting the Money Laundering Reporting Officer with oversight and monitoring responsibilities including routine spot checks on approved introducers and sample testing of new investor due diligence. You will have at least 2 years experience in a fund administration environment, either ICA qualified, part qualified or keen to obtain qualification, fully conversant with anti-money laundering legislation or practice or alternatively an individual with at least five years’ experience in a shareholder dealing, general fund administration or company secretarial role with a desire and aptitude to move into a compliance role, familiar with The Protection of Investors (Bailiwick of Guernsey) Law, 1987 and the relevant rules as they apply to funds and licensees.

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